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Compliance Jobs

Compliance Manager

1 Day Ago
Health Plans, Inc. • Framingham, MA
Health Plans, Inc., a Harvard Pilgrim Health Care Company, is the region s largest Third Party Administrator (TPA). The company provides third-party administrator (TPA)...

Compliance Consultant

3 Days Ago
New York Life Insurance Company – Corporate HQ • Westchester, NY
Compliance Consultants maintain the authority to review, refer, and resolve policyowner complaints in a manner that is consistent with the parameters established by the...

Compliance Manager

3 Days Ago
HF Management Services, LLC • New York City, NY
Job Title: Compliance Manager Department: Compliance and Audit Reports To: VP Compliance & Audit Position Summary: The Compliance Manager will serve as the primary lead for...

Compliance Consultant

3 Days Ago
Pacific Life Insurance Co. • Anaheim, CA
ABOUT US: Pacific Life offers life insurance, annuities, and mutual funds, along with a variety of investment products and services, all of which provide The Power to Help...

Compliance Lead

6 Days Ago
Alliance Data Systems • Columbus, OH
About Us Alliance Data and its combined businesses (including Epsilon and LoyaltyOne ) is North America s largest and most comprehensive provider of transaction-based,...

Compliance Assistant

7 Days Ago
Confidential • New York City, NY
JOB SEARCH Compliance Assistant May, 2012 Firm: Publicly traded registered investment adviser managing over $14 billion in assets. We provide investment management services...

Compliance Officer

7 Days Ago
Delta Dental • Saint Louis, MO
DELTA DENTAL OF MISSOURI Delta Dental of Missouri is seeking a COMPLIANCE MANAGER to insure compliance with applicable laws, regulations, and internal governance standards....

Compliance Officer

10 Days Ago
UBS Financial Services Inc. • Northern, NJ
Compliance Officer, Wealth Management Americas, Wealth Mangement Advisor Group Compliance. Responsible for WMA Compliance Policies. Responsibilities include all aspects of...

Compliance Analyst

14 Days Ago
Kimber Mfg • New York City, NY
Kimber Mfg, Inc, a rapidly growing and leading manufacturer of fine sporting firearms is seeking a highly organized and detailed oriented individual to play a key role in...

Manager, Compliance

May 6
Mount Sinai Medical Center • New York City, NY
Job Description: Responsible for implementation and monitoring of a comprehensive Compliance Program for the Mount Sinai Medical Center. Works directly with the Vice...

Compliance Manager

May 4
Co. Confidential • Atlanta, GA
A growing independent BD/RIA in Norcross, GA seeks a Compliance Manager with at least two years of direct experience with a broker/dealer, registered investment adviser or...

Compliance Analyst

May 3
Interactive Brokers LLC • Chicago, IL
Position Interactive Brokers Group LLC, a Global Securities and Commodities business leader and top-16 US Broker-Dealer (BD) / Futures Commission Merchant (FCM) has an...

Compliance Coordinator

May 2
CryoLife • Atlanta, GA
CryoLife, a leading medical device company, is seeking a Compliance Coordinator in our corporate office in Kennesaw (NW Atlanta). CryoLife is a leader in the processing and...

Compliance Officer

Apr 29
TransAct Futures • Chicago, IL
Infinity Futures - Compliance Officer About Us: Infinity Futures, LLC ( Infinity ) is an introducing broker ( IB ) that solicits or accepts orders to buy or sell futures...

Compliance Intern

Apr 28
Realogy • Northern, NJ
Realogy Corporation, a global provider of real estate and relocation services, has a diversified business model that includes real estate franchising, brokerage, relocation...
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